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Securities Laws / Rules / Regulations / Orders / Amendments / Notifications / Directives / Guidelines, etc.
Date of IssueSubjectDownload
September 07, 2016Directive regarding Time limit for stock exchanges for recommendation on public issue
September 07, 2016Notification regarding board meeting, submission of 1st , 2nd , 3rd quarterly (Q1 , Q2 , Q3) financial reports, and disclosure of NAV, EPS and NOCFPS
September 01, 2016 Directive on withdrawal of non-marginable security status of the shares of Shahjibazar Power Company Limited
June 20, 2016Guidelines of financial derivatives
May 02, 2016Regarding payment of money after dissolution of mutual fund scheme
May 02, 2016Notification; Exemption from rule 13 of the Securities and Exchange Rules, 1987
April 27, 2016Directive No. BSEC/SRMIC/2011/1240/445 dated April 27, 2016
March 13, 2016Condition Regarding IPO
February 15, 2016Regarding Publication of Price Sensative Information (PSI)
December 31, 2015Bangladesh Securities and Exchange Commission (Public Issue) Rules, 2015.
December 08, 2015Order for Extension of Suspension of Rule 3(5) of the Margin Rules 1999
December 08, 2015 নির্দেশনাঃ স্টক ব্রোকার/স্টক ডিলার ও মার্চেন্ট ব্যাংকারের নিজস্ব ও মক্কেলের পোর্টফোলিওতে পুনঃমূল্যায়নজনিত অনাদায়কৃত ক্ষতির বিপরীতে রক্ষিতব্য প্রভিশন সংরক্ষণ সংক্রান্ত
October 27, 2015Regarding margin loan to purchase newly listed securities and securities after change of categories (for stock brokers)
October 27, 2015Regarding margin loan to purchase newly listed securities and securities after change of categories (for merchant bankers)
October 11, 2015Notification of Amendments to the Securities and Exchange Commission (Private Placement of Debt Securities) Rules, 2012
October 08, 2015English text of Bangladesh Securities and Exchange Commission Act, 1993
September 09, 2015Official Signatory of the Asset Management Company
July 16, 2015Panel of Auditors
July 14, 2015Directive No. BSEC/Surveillance/2014-0840/683 dated July 14, 2015
July 08, 2015Amendment to the Order No. SEC/CMRRCD/2009-193/104/Admin/26 dated July 27, 2011
July 08, 2015Conversion guidelines for close-end to open-end mutual fund
June 30, 2015Order for Extension of Suspension of Rule 3(5) of the Margin Rules 1999
June 30, 2015Regarding the maintenance of provision against unrealized losses arising from investment in mutual fund units
June 22, 2015Bangladesh Securities and Exchange Commission (Alternative Investment) Rules, 2015
June 11, 2015Exemption to the foreign owned companies and the joint venture companies with foreign investment from the compliance of the provision to public limited and listed company.
May 14, 2015Directive regarding distribution of dividend, fractional bonus share and rights share to the margin accountholders of the stock brokers
May 13, 2015Order regarding circuit breaker
March 19, 2015Directive No. BSEC/Enforcement/2188/2014/89 dated March 19, 2015
March 04, 2015Repeal Directive No. SEC/SRMIC/2007-18/1178/270 dated October 12, 2011
February 02, 2015IPO approval Procedure
January 27, 2015Directive No. BSEC/Enforcement/2137/2014/20 dated January 27, 2015
January 25, 2015Repeal of Directive No. SEC/CMRRCD/2004-129-378 dated December 19,2004
January 12, 2015নির্দেশনাঃস্টকব্রোকার/স্টকডিলারওমার্চেন্টব্যাংকারেরনিজস্বওমক্কেলেরপোর্টফোলিওতেপুনঃমূল্যায়নজনিত
অনাদায়কৃতক্ষতিরবিপরীতেরক্ষিতব্যপ্রভিশনসংরক্ষণসংক্রান্ত
January 06, 2015Order for Extension of Suspension of Rule 3(5) of the Margin Rules 1999
December 18, 2014Notification regarding conditions for issue of capital, rights issue and IPO
November 13, 2014Notification Regarding Annual General Meeting
November 10, 2014Directive to First Securities Services Limited
September 30, 2014Order for Extension of Suspension of Rule 3(5) of the Margin Rules, 1999
August 10, 2014Notification Regarding Exemption from Condition No.2 of the Consent Letter dated 29 October 2003 for Lafarge Surma Cement Ltd.
July 01, 2014পুঁজিবাজারেক্ষুদ্রবিনিয়োগকারীগণকেমওকুফকৃতঋনেরসুদমার্চেন্টব্যাংকওস্টকব্রোকারএর অনুমোদনযোগ্যব্যয়বিবেচনা প্রসঙ্গেজাতীয়রাজস্ববোর্ডেরসার্কুলার
May 28, 2014Notification Regarding Exemption from a condition of Corporate Governances Guidelines for ICB.
May 28, 2014মিউচ্যুয়ালফান্ডেরসম্পদব্যবস্থাপকেরফিসংক্রান্তনির্দেশনাঃ
April 10, 2014Amendment to the Securities & Exchange Rules, 1987
March 31, 2014Extension Order for Suspension of Rule 3(5) of the Margin Rules, 1999
February 10, 2014BSEC Service Rules, 2014
February 06, 2014Notification for the Placement Holders
January 12, 2014Check List for Appointment of Independent Director
December 09, 2013নির্দেশনাঃস্টকব্রোকার/স্টকডিলারওমার্চেন্টব্যাংকারেরনিজস্বওমক্কেলেরপোর্টফোলিওতে পুনঃমূল্যায়নজনিত
অনাদায়কৃতক্ষতিরবিপরীতেরক্ষিতব্যপ্রভিশনসংরক্ষণসংক্রান্ত
October 24, 2013Circular Regarding listed Companies AGM.
October 10, 2013Guidelines on Conversion of Close-end Fund to Open-end Fund; Dated: October 10, 2013
September 26, 2013Regarding Order to suspend Rule 3(5) of the Margin Rules, 1999
August 18, 2013Notification,Pre-Condition of Right Issue(Compliances of Corporate Governance Guidelines), Dated: August 18,2013
August 18, 2013Notification, Revaluation of Assets to Issue of Capital; Dated:August 18, 2013
July 24, 2013Bangladesh Securities and exchange Commission (Research Analysis) Rules, 2013.
July 24, 2013সিকিউরিটিজওএক্সচেঞ্জকমিশন (মিউচ্যুয়ালফান্ড) বিধিমালা, ২০০১এরসংশোধন ,গেজেট
July 21, 2013Amendment of Corporate Governance Guidelines.
July 21, 2013Repeal of Directive dated February 14, 2010 by the Directive dated July 21, 2013
June 06, 2013Directive to stock exchanges not to buy/sell/transfer any fixed assets before demutualization
May 02, 2013এক্সচেঞ্জেসডিমিউচ্যুয়ালাইজেশনআইন,2013
April 10, 2013Suspension of rule 3(5) of Margin Rules, 1999
March 13, 2013Notification of the “Securities and Exchange Commission(Private Placement of Debt Securities) Rules,2012”
February 27, 2013Directive regarding Unrealized Loss by the stock Broker/Merchant Banker
January 08, 2013সিকিউরিটিজওএক্সচেঞ্জকমিশন (মিউচ্যুয়ালফান্ড) বিধিমালা, ২০০১এরসংশোধন
December 30, 2012Non-Discretionary Portfolio Management এরক্ষেত্রেঅমনিবাসহিসাবথেকেগ্রাহকেরপৃথকবিওহিসাবরুপান্তর
December 10, 2012Securities and Exchange Commission (Amendment) Act, 2012 (Bangla)
December 10, 2012Securities and Exchange (Amendment) Act, 2012
November 28, 2012আদেশনংএসইসি/সিএমআরআরসিডি/২০০১-৫০/১৬৭তারিখঅক্টোবর০১, ২০০৯বাতিলকরারসম্পর্কিত।
November 28, 2012Directive to repeal clause 2 of the directive No. SEC/CMRRCD/2001-43/169 dated October 01, 2009.
October 23, 2012Valuers' List
October 21, 2012Securities and Exchange Commission (Private Placement of Debt Securities) Rules, 2012
September 30, 2012Directive: Regarding Margin Ratio by the Merchant Banker
September 30, 2012Directive: Regarding Margin Ratio by the Stock Broker
September 06, 2012Time extension of implementation of the government decision as per recommendation of special scheme committee; Reference No.: SEC/CMRRCD/2009-193/131; dated; July 10, 2012 ; SEC/CMRRCD/2009-193/132; dated; July 10, 2012
September 03, 2012Revised Corporate Governance Guidelines
July 10, 2012Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (Merchant Bankers’ related)
July 10, 2012Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (CSE related)
July 10, 2012Regarding implementation of the Government’s decision on the basis of the special scheme committee’s recommendations for adversely affected small investors (DSE related)
April 25, 2012Acquisition of minimum shares by sponsors/promoters and directors of the listed “Z” category companies
April 24, 2012সিকিউরিটিজওএক্সচেঞ্জকমিশন (মার্চেন্টব্যাংকারওপোর্টফোলিওম্যানেজার) বিধিমালা, ১৯৯৬এরসংশোধন
March 12, 2012Amendment to the Securities and Exchange Commission (Stock-dealer, Stock-broker and Authorized Representative) Rules, 2000
March 12, 2012Amendment to the Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules, 1996
March 12, 2012Amendment to the Securities and Exchange Commission (Issue of Capital) Rules, 2001
February 23, 2012Order regarding Mutual Fund
February 09, 2012Amendment to the Securities and Exchange Commission (Stock Dealer, Stock Broker, Authorized Representative) Rules, 2000 regarding renewal of registration certificate of Authorized Representative
January 17, 2012Free Float এরসংজ্ঞানির্ধারণসংক্রান্তগঠিতকমিটিরসভারকার্যবিবরণীপ্রেরণপ্রসঙ্গে।
December 20, 2011Amendment to the সিকিউরিটিজওএক্সচেঞ্জকমিশন (মার্চেন্টব্যাংকারওপোর্টফোলিওম্যানেজার) বিধিমালা, 1996
December 07, 2011Notification for clarification of certain issues, in continuation of the Notification No. SEC/CMRRCD/2009-193/119/Admin/34 dated November 22, 2011
November 23, 2011Steps taken for Stabilizing Capital Market
November 22, 2011Notification under section 2CC regarding holding of shares by sponsors/promoters and directors
November 02, 2011Amendment to the Securities and Exchange Commission (Rights Issue) Rules, 2006
October 26, 2011Notification regarding Book Building Method
October 18, 2011Directive
October 18, 2011Directive
October 17, 2011Directive
October 13, 2011Amendment to the Securities and Exchange Commission (Mutual Fund) Rules-2001
October 05, 2011Amendment to the Securities and Exchange Commission (Public Issue) Rules, 2006
October 02, 2011Notification-Conditions under Section 2CC in case of issuance for the Security other than rights and bonus share.
September 21, 2011Order related to sell of shares of Sponsors/Directors/5% and above share holders.
September 15, 2011Order related to Uniform face value of shares of Tk. 10 each.
September 15, 2011Order related to Mutual Fund.
August 24, 2011Notification regarding the insurance companies
August 17, 2011List of valuers’ for re-evaluation of assets and liabilities of state owned companies willing for listing in capital market
July 27, 2011Order related to issue of capital or public offer of securities
May 09, 2011Notification dated08.5.11
April 10, 2011Directive dated10.4.11
March 28, 2011Advisory Committee
March 16, 2011Amendment to the Merchant Bankers rulesdated06.3.11
March 16, 2011Amendment to the Mutual Fund Rulesdated14.03.2011
March 10, 2011Directive dated 10.3.11
February 10, 2011Directive dated10.2.11
January 20, 2011Directive dated20.1.11
January 20, 2011Notification dated20.1.11
January 17, 2011Directive regarding transfer of 10 companies from OTC
January 11, 2011Directive for Mutual Funds dated 11.1.11
January 11, 2011Directive regarding Stock broker-Margin Loan dated 10.1.11-92
January 11, 2011Directiveregarding Merchant Banker Rules dated 10.1.11-95
January 11, 2011Directive regarding Merchant Banker dated 10.1.11-93
January 11, 2011Directive dated 10.01.11-Netting & Spot-94
January 09, 2011Directive regarding stock broker-Investors margin limit dated 09.1.11-90
January 09, 2011Directive regarding Merchant Banker dated 09.1.11-89
January 09, 2011Directive regarding margin loan by Merchant Bankers dated 09.1.11
January 09, 2011Directive regarding brokers dated 09.01.11
January 09, 2011Directive regarding broker dated 09.01.11
December 29, 2010Notification regarding Book Building Method
December 13, 2010Directive to stock brokers  related to margin loan
December 13, 2010Directive to merchant bankers  related to margin loan
December 01, 2010Orders related to member's margin
November 30, 2010Directive regarding sending shares of 14 companies to spot market
November 28, 2010Order related to Member's margin
November 25, 2010Order related to Member's margin
November 21, 2010Directive to merchant bankers regarding margin loan
November 21, 2010Directive to stock-brokers regarding margin loan
November 14, 2010Notification related to the consent of  issue of capital
October 10, 2010Amendment to Stock Broker, Stock Dealer and Authorized Representative Rules, 2000
September 28, 2010Directive related to delisting of companies under Z category which will fail to demat within 30 September 2010
September 21, 2010Directive related to consideration of PE ratio and  margin calculation
September 06, 2010Notification related to imposition of further conditions to the issue of capital /public offer of securities for sale
September 06, 2010Notification related to imposition of further conditions to the issue of capital of unlisted securities
September 06, 2010Directive related to netting  and NAV calculation and margin call
August 31, 2010Amendment to the Public Issue Rules, 2006
August 30, 2010Directives to merchant bankers and stock brokers about limit of 50% of NAV of MF instead of 15%.
August 04, 2010Repeal of order of May 30, 2006
August 01, 2010Notification related to book building
July 27, 2010Notification related to substantial acquisition of shares
July 25, 2010Order to merchant bankers related to margin limit adjustment period
July 25, 2010Directive to stock brokers related to margin limit and adjustment period
July 22, 2010Directive to stock brokers related to single client exposure limit
July 22, 2010Directive to merchant bankers related to single client exposure limit
July 14, 2010Notification to sponsors, director  and private placement holders on declaration before buy/sell/other dispose off securities
July 14, 2010Directive to sponsors and private placement holders of mutual fund on declaration before buy/sell/other dispose off units
July 08, 2010Directive on margin issue to merchant bankers and portfolio managers
July 08, 2010Directive on margin issue to stock brokers
July 04, 2010Directive to companies which declared layoff
July 01, 2010Directive related to declaration by sponsor, director, placement holder for selling/disposing off shares/units
June 30, 2010Notification related to annual BO account maintenance fee
June 16, 2010Notification on amendment of OTC Market Rules related to definition of unlisted securities
June 15, 2010Directive to merchant bankers related to marginable shares' PE ratio
June 15, 2010Directive to brokers/dealers related to marginable shares' PE ratio
June 07, 2010Related to brokerage fee/commission collection by merchant bankers
June 01, 2010Paper securities under B category will be transferred to Z category – replacement of the order dated 31 May 2010
May 31, 2010Notification on amendment to Mutual Fund Rules related to lock-in and placement limit
May 31, 2010Paper securities under B category shall not be traded
May 10, 2010Notification related to 10 taka face value of share
May 05, 2010Notification on issue of capital related to conversion to public ltd. company and public offer
May 05, 2010Time Extension of ICB Mutual Funds
May 04, 2010Notification related to record date and AGM
April 18, 2010Letter to Bangladesh Bank about MICR
April 06, 2010Notification related to amendment of OTC Rules, 2001
March 23, 2010Directive related to margin requirement calculation
March 23, 2010Notification related to amendment of Prohibition of Insider Trading Rules 1995
March 15, 2010Order to merchant bankers related to margin loan ratio 1:1.5
March 15, 2010Directive related to stock brokers margin loan ratio 1:1.5
March 14, 2010Trust Deed for Mutual Fund- Umbrella,  Trust Deed for Mutual Fund-Single Trust Deed for Unit Fund
March 11, 2010Notification related to mutual fund units lock-in.
March 11, 2010Notification related to public issue
March 07, 2010Directive related to stock broker’s margin for mutual fund extended up to 15% of the latest disclosed  NAV
March 07, 2010Directive related to merchant banker  margin for mutual fund extended up to 15% of the latest disclosed  NAV
March 04, 2010Order related to depository fee of Tk 150 for January-June 2010
March 01, 2010Circular related to standardized face value of share Tk 100 and market lot
February 18, 2010Directive to GP & Marico related to trade in spot market
February 14, 2010Regarding BSEC approval before submission of  nomination in  election of exchange board of directors
February 11, 2010Clarification related to institutional investors
February 10, 2010Directive related to CSE  listing regulations about uploading the financial statement upload on company website
February 09, 2010Notification related to refund of IPO application money for unsuccessful applicants
February 09, 2010Notification related to transfer of dividend
February 08, 2010Directive related to stopping the netting facility for GP shares
February 03, 2010Order related to portfolio managers' margin ratio to 1:1
February 02, 2010Directive related to members' margin ratio to 1:1
February 02, 2010Presentation of quarterly financial statement
February 01, 2010Directive related to stopping the margin for equity shares with PE more than 50
February 01, 2010Directive related to members' margin ratio to 1:1.5
January 31, 2010Directive related to uniform software for members of both stock exchanges within April 30, 2010
January 24, 2010Order related to close end mutual fund maturity- 10 years and the cases whose 10 years are exceeded
January 17, 2010Directive related to quarterly financial statement publication in the website
December 17, 2009Directive related to marginable MF units for merchant bankers and stock brokers
December 09, 2009Directive related to marginable shares for merchant bankers and stock brokers
December 07, 2009Related to depository fee year--- July-June instead of January-December
November 17, 2009Amendment to Credit Rating Companies Rules 1996
October 26, 2009Directive to merchant bankers, portfolio managers to stop further  margin loan to purchase shares of for Aftab Automobiles Ltd.
October 26, 2009Directive to DSE, CSE about purchasing shares of Aftab Automobiles Ltd.
October 26, 2009Directive to merchant bankers, portfolio managers to stop further  margin loan for all listed MFs
October 26, 2009Directive to DSE, CSE about all listed MFs related to margin loan
October 21, 2009Directive to merchant bankers, portfolio managers to stop further  margin loan for 28 listed securities
October 21, 2009Directive to DSE, CSE about 28 listed securities related to margin loan
October 21, 2009Directive to DSE, CSE  related to stock broker branch opening
October 20, 2009Directive to DSE, CSE related to transaction of paper shares
October 20, 2009Directive to DSE, CSE not to consider non-dematted securities as marginable
October 20, 2009Order related to non- margin for non-demated securities
October 05, 2009Regarding record date and AGM
October 05, 2009Order related to margin loan
October 04, 2009Directive related to OTC market
October 01, 2009Regarding refund of application money for public offering
October 01, 2009Regarding Z-category Securities, newly listed Security, change to categorization
October 01, 2009Regarding Z-category securities
October 01, 2009Order related to margin rule
September 27, 2009Regarding quarterly report
September 06, 2009Directive related to OTC market in DSE
July 09, 2009Conditions under 2CC to the issue of capital
July 02, 2009Amendment of Capital Issue Rules, 2001
June 24, 2009Regarding transaction prior to book-closure date
June 01, 2009Notification about NAV & EPS
June 01, 2009Regarding sell or purchase of assets
May 27, 2009Directive on branch opening for stock broker
April 20, 2009Amendment of Securities and Exchange Commission (Merchant Bank and Portfolio Manager) Rules, 2006
March 11, 2009Notification on book building method
December 01, 2008Directive relating to transaction of physical shares, circuit breaker and suspension of trading.
October 16, 2008Time limit for BO Account regularization
August 14, 2008Amendment to the Securities and Exchange Commission (Stock Dealer, Stock Broker & Authorized Representatives) Rules-2000.
July 29, 2008Directive related to opening of branch for stock brokers
July 24, 2008Amendment to the Securities and Exchange Commission (Public Issue) Rules-2006
June 30, 2008Documents for BO account regularization.
June 16, 2008Amendment to the   Securities and Exchange Commission (Custodial Service) Rules-2003.
June 16, 2008Amendment to the Securities and Exchange Commission (Merchant Banker and Portfolio Manager) Rules 1996.
June 16, 2008Amendment to the Securities and Exchange Commission (Mutual Fund) Rules-2001.
June 21, 2006Related to suspension of transfer of shares of Oriental Bank Ltd
August 11, 2005Directs AIMS of Bangladesh Limited (Asset Management Company), Bangladesh General Insurance Company Limited (Trustee), Standard Chartered Bank (Custodian) and the Sponsors of the aforesaid Fund to extend the subscription period by further 10 (ten) co
April 18, 2005Related to Margin Rule
April 06, 2005Order related to eligible securities
April 02, 2005Related to depository accounts
February 13, 2005Amendment of transaction settlement regulation 1998
February 12, 2005Amendment of margin regulation 2000 of DSE and CSE
January 03, 2005Order related to eligible securities (CDBL)
December 21, 2004Suspension of operation of Margin Rules 1999
December 21, 2004Amendment of regulation (Member's Margin) of stock exchanges
December 12, 2004Submission of financial statements for Merchant Bankers
December 05, 2004Order related to eligible securities (CDBL)
October 12, 2004Order related to eligible securities (CDBL)
October 04, 2004Order related to eligible securities (CDBL)
September 25, 2004Order related to amendment of settlement of transaction regulation 1998 of stock exchanges
September 15, 2004Order related to eligible securities (CDBL)
August 29, 2004Order related to monthly shareholding position
August 10, 2004Order related to eligible securities (CDBL)
July 18, 2004Order related to depository
July 11, 2004Related to insider trading
July 03, 2004Order related to eligible securities (CDBL)
June 17, 2004Order related to eligible securities (CDBL)
June 09, 2004Amendments related to DSE Automated Trading Regulations,1999
June 09, 2004Amendments related to guidelines for regulating the share price movement in the stock exchanges tradings
May 26, 2004Order related to eligible securities (CDBL)
May 11, 2004Related to Settlement of Stock Exchange Transaction Regulations
May 11, 2004Guideline for regulating share price movement
April 27, 2004Order related to eligible securities (CDBL)
April 20, 2004Trading Related
April 11, 2004Related to amendment of depository user regulation 2003
April 10, 2004Order related to eligible securities (CDBL)
April 06, 2004Trade related
March 23, 2004Related to Exchanges
March 20, 2004Amendment in notification
March 18, 2004Related to partial Order modification
March 16, 2004Investor's Interest
March 14, 2004Related to Exchanges
March 14, 2004Related to Exchanges
March 14, 2004Rescinding previous order
December 23, 2003CDBL
December 09, 2003Consultative Committee
August 01, 2002SEC's notification on restructuring of "Z" group companies
March 28, 2001Regarding amendments in the Securities and Exchange Rules, 1987.
March 28, 2001Securities and Exchange Commission (Issue of Capital) Rules, 2001
March 28, 2001Regarding SEC's conditions relating to the appointment of auditor.
March 28, 2001Regarding exemption.
March 28, 2001Rescinding Order No.SEC/Section-7/Cap.Sanction/99-144 dated 18th May, 1999.
March 25, 2001Regarding conditions in buying or selling or disposing off the shares held by the sponsor or director.
July 20, 2000Notification (20 July 2000) effecting depository act 1999